Filing Details
- Accession Number:
- 0001580695-13-000206
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-16 12:17:56
- Reporting Period:
- 2013-06-30
- Filing Date:
- 2013-12-16
- Accepted Time:
- 2013-12-16 12:17:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1309082 | Lucas Energy Inc. | LEI | Crude Petroleum & Natural Gas (1311) | 980417780 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1561439 | Charles Anthony Schnur | 3555 Timmons Lane, Suite 1550 Houston TX 77027 | Ceo & President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-30 | 3,876 | $1.29 | 22,577 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2013-06-30 | 1,025 | $1.29 | 21,552 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-09-30 | 4,033 | $1.24 | 25,585 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2013-09-30 | 1,067 | $1.24 | 24,518 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-12-11 | 2,000 | $0.99 | 26,518 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 57,461 | Indirect | By IRA |
Footnotes
- Effective November 1, 2012 (and amended and restated December 12, 2012), the Issuer entered into an employment agreement with Mr. Schnur. Pursuant to the agreement, $20,000 of Mr. Schnur's annual salary is payable in shares of the Issuer's common stock, which are due quarterly. The above represents the $5,000 quarterly payment of shares due June 30, 2013, which shares were not physically issued until November 21, 2013.
- Shares forfeited/withheld in lieu of payment of tax liability in connection with the transaction described in footnote 1, above.
- Effective November 1, 2012 (and amended and restated December 12, 2012), the Issuer entered into an employment agreement with Mr. Schnur. Pursuant to the agreement, $20,000 of Mr. Schnur's annual salary is payable in shares of the Issuer's common stock, which are due quarterly. The above represents the $5,000 quarterly payment shares due September 30, 2013, which shares were not physically issued until November 21, 2013.
- Shares forfeited/withheld in lieu of payment of tax liability in connection with the transaction described in footnote 3, above.
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