Filing Details

Accession Number:
0000089800-13-000103
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-12 13:32:31
Reporting Period:
2013-12-11
Filing Date:
2013-12-12
Accepted Time:
2013-12-12 13:32:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
89800 Sherwin Williams Co SHW Retail-Building Materials, Hardware, Garden Supply (5200) 340526850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1444599 E George Heath 101 West Prospect Avenue
Cleveland OH 44115
President, Global Finishes Grp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-11 4,750 $72.62 32,312 No 4 M Direct
Common Stock Acquisiton 2013-12-11 8,000 $78.26 40,312 No 4 M Direct
Common Stock Disposition 2013-12-11 8,336 $181.34 31,976 No 4 S Direct
Common Stock Disposition 2013-12-11 2,700 $182.61 29,276 No 4 S Direct
Common Stock Disposition 2013-12-11 1,413 $183.39 27,863 No 4 S Direct
Common Stock Disposition 2013-12-11 301 $184.30 27,562 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-12-11 4,750 $0.00 4,750 $72.62
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-12-11 4,000 $0.00 4,000 $78.26
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-12-11 4,000 $0.00 4,000 $78.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-10-19 2020-10-18 No 4 M Direct
0 2012-10-19 2021-10-18 No 4 M Direct
0 2013-10-19 2021-10-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,119 Indirect Stock Plan
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.84 to $181.79 inclusive. The Reporting Person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.01 to $182.94 inclusive. The Reporting Person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $183.16 to $184.15 inclusive. The Reporting Person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $184.19 to $184.38 inclusive. The Reporting Person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  5. Of shares listed, 12,480 are restricted.
  6. Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's October 31, 2013 statement. Prior to October 30, 2013, shares of common stock attributable to the plan were not directly allocated to plan participants, but were instead held in a unitized fund consisting primarily of common stock and a small percentage of short term investments. On October 30, 2013, such units were converted to real-time traded shares of common stock held through the plan.