Filing Details
- Accession Number:
- 0001140361-13-045640
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-11 16:11:25
- Reporting Period:
- 2013-12-09
- Filing Date:
- 2013-12-11
- Accepted Time:
- 2013-12-11 16:11:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1347858 | 22Nd Century Group Inc. | XXII.OB | Cigarettes (2111) | 980468420 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1508751 | Robert Michael Moynihan | 9530 Main Street Clarence NY 14031 | Vice President Of R&D | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-12-09 | 1,000 | $1.45 | 992,934 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-09 | 10,000 | $1.47 | 982,934 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-09 | 4,000 | $1.48 | 978,934 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to Purchase | $2.40 | 2011-01-25 | 2016-01-25 | 298,389 | 298,389 | Direct |
| Common Stock | Warrant to Purchase | $1.27 | 2011-01-25 | 2016-01-25 | 5,895 | 5,895 | Direct |
| Common Stock | Warrant to Purchase | $0.60 | 2012-05-15 | 2017-05-15 | 150,000 | 150,000 | Direct |
| Common Stock | Stock Option (right to purchase) | $0.69 | 2012-05-18 | 2022-05-18 | 100,000 | 100,000 | Direct |
| Common Stock | Stock Option (right to purchase) | $0.80 | 2013-02-25 | 2023-02-25 | 75,000 | 75,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-01-25 | 298,389 | 298,389 | Direct |
| 2016-01-25 | 5,895 | 5,895 | Direct |
| 2017-05-15 | 150,000 | 150,000 | Direct |
| 2022-05-18 | 100,000 | 100,000 | Direct |
| 2023-02-25 | 75,000 | 75,000 | Direct |
Footnotes
- The exercise price and/or number of shares underlying this security are subject to adjustment as set forth in the applicable warrant agreement.
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