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Home > Insider Trading > Filing (0001498301-13-000012)

Filing Details

Accession Number:: 0001498301-13-000012
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-11 14:46:13
Reporting Period:: 2013-12-10

Filing Date:: 2013-12-11
Accepted Time:: 2013-12-11 14:46:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1498301	Ascena Retail Group Inc.	ASNA	Retail-Apparel & Accessory Stores (5600)	300641353

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1236143	Klaus Eppler	C/O Ascena Retail Group, Inc. 30 Dunnigan Drive Suffern NY 10901		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common	Acquisiton	2013-12-10	15,000	$7.50	32,964	No	4	M	Direct
Common	Disposition	2013-12-10	15,000	$20.38	17,964	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Option To Buy	Disposition	2013-12-10	15,000	$0.00	15,000	$7.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
15,000	2009-09-18	2018-09-18	No	4	M	Direct

Footnotes

This transaction was executed in multiple trades ranging from $20.34 to $20.41. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
Exercisable in three equal annual installments with the first installment on the date indicated.