Filing Details

Accession Number:
0000950138-13-000532
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-11 08:16:00
Reporting Period:
2013-12-10
Filing Date:
2013-12-11
Accepted Time:
2013-12-11 08:16:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
890491 Barnes & Noble Inc BKS Retail-Miscellaneous Shopping Goods Stores (5940) 061196501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
927587 Leonard Riggio C/O Barnes &Amp; Noble, Inc.
122 Fifth Avenue
New York, NY 10011
Chairman Of The Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-12-03 160,000 $0.00 10,810,283 No 5 G Direct
Common Stock Disposition 2013-12-10 650,352 $13.81 10,159,931 No 4 S Direct
Common Stock Disposition 2013-12-10 1,349,648 $13.81 4,163,701 No 4 S Indirect By Trust and Corp.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 S Direct
No 4 S Indirect By Trust and Corp.
Footnotes
  1. Gift of 160,000 shares to The Riggio Foundation.
  2. Privately negotiated block trade for tax planning purposes.
  3. Of these shares, 712,473 shares are owned indirectly in a rabbi trust established by the Issuer for the benefit of the Reporting Person, and 3,451,228 shares are owned indirectly through LRBKS Holdings, Inc., a Delaware corporation beneficially owned by the Reporting Person and Louise Riggio.