Filing Details
- Accession Number:
- 0001209191-13-055249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-04 16:32:33
- Reporting Period:
- 2013-12-02
- Filing Date:
- 2013-12-04
- Accepted Time:
- 2013-12-04 16:32:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 108312 | Woodward Inc. | WWD | Electrical Industrial Apparatus (3620) | 361984010 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1299623 | Christopher Fawzy | 1000 E. Drake Road Fort Collins CO 80525 | Vp, Gen Counsel & Corp Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Acquisiton | 2013-12-03 | 1,500 | $18.67 | 5,000 | No | 4 | M | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2013-12-03 | 1,000 | $28.38 | 6,000 | No | 4 | M | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2013-12-03 | 1,800 | $42.56 | 4,200 | No | 4 | S | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2013-12-03 | 700 | $0.00 | 3,500 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Phantom Stock | Acquisiton | 2013-12-02 | 10 | $42.51 | 10 | $0.00 |
| Woodward, Inc. Common Stock | Non-Qualified Employee Stock Option (right to buy) | Disposition | 2013-12-03 | 1,500 | $0.00 | 1,500 | $18.67 |
| Woodward, Inc. Common Stock | Non-Qualified Employee Stock Option (right to buy) | Disposition | 2013-12-03 | 1,000 | $0.00 | 1,000 | $28.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,200 | No | 4 | A | Direct | ||
| 0 | 2009-11-24 | 2018-11-24 | No | 4 | M | Direct |
| 9,000 | 2008-06-18 | 2017-06-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Woodward, Inc. Common Stock | 1,222 | Indirect | Woodward Retirement Savings Plan |
Footnotes
- The reporting person sold only those shares necessary to cover the exercise price of the Non-Qualified Employee Stock Options and the taxes due upon exercise.
- The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $42.55 to $42.57 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- The reporting person gifted 350 shares of common stock to his sister and 350 shares of common stock to his sister's fiance, neither of whom share the reporting person's household.
- The information in this report regarding the number of shares held by the reporting person in the Woodward Retirement Savings Plan is based on a calculation as of December 4, 2013.
- Represents dividends reinvested in phantom stock units under the terms of the Woodward Executive Benefit Plan (the "Plan"). Phantom stock units are accrued under the Plan and are to be settled in 100% stock on a one-for-one basis at the distribution date specified at the time of election, or if earlier, upon separation from the Company. The total shown represents the dollar amount of dividends reinvested divided by the then current share price and, therefore, the number of shares reported may fluctuate from period to period. The total shown also includes phantom stock units acquired in connection with supplemental excess benefit contributions, and other acquisitions made under the Plan.
- On December 2, 2013, dividends received by the reporting person in respect of phantom stock units held under the Plan were reinvested in Company common stock under the Paln.
- Options, which expire on November 24, 2018, became exercisable at the rate of 25% per year beginning November 24, 2009.
- Options, which expire on June 18, 2017, became exercisable at the rate of 25% per year beginning June 18, 2008.
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