Filing Details
- Accession Number:
- 0001181431-13-061094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-02 18:31:22
- Reporting Period:
- 2013-11-27
- Filing Date:
- 2013-12-02
- Accepted Time:
- 2013-12-02 18:31:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 319201 | Kla Tencor Corp | KLAC | Optical Instruments & Lenses (3827) | 042564110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186370 | P Stephen Kaufman | C/O Kla-Tencor Corporation One Technology Drive Milpitas CA 95035 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-27 | 2,500 | $40.68 | 6,039 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-27 | 2,500 | $63.91 | 3,539 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-27 | 2,500 | $44.76 | 6,039 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-27 | 2,500 | $63.89 | 3,539 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-27 | 2,500 | $40.24 | 6,039 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-27 | 2,500 | $63.88 | 3,539 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-27 | 1,250 | $55.88 | 4,789 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-27 | 1,250 | $63.87 | 3,539 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-27 | 1,250 | $56.79 | 4,789 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-27 | 1,250 | $63.86 | 3,539 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-27 | 1,250 | $52.84 | 4,789 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-27 | 1,250 | $63.87 | 3,539 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-11-27 | 2,500 | $0.00 | 2,500 | $40.68 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-11-27 | 2,500 | $0.00 | 2,500 | $44.76 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-11-27 | 2,500 | $0.00 | 2,500 | $40.24 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-11-27 | 1,250 | $0.00 | 1,250 | $55.88 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-11-27 | 1,250 | $0.00 | 1,250 | $56.79 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-11-27 | 1,250 | $0.00 | 1,250 | $52.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-10-18 | No | 4 | M | Direct | |
| 0 | 2015-01-25 | No | 4 | M | Direct | |
| 0 | 2015-05-11 | No | 4 | M | Direct | |
| 0 | 2014-05-01 | No | 4 | M | Direct | |
| 0 | 2014-07-31 | No | 4 | M | Direct | |
| 0 | 2014-10-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,782 | Indirect | By Trust |
| Common Stock - Restricted Stock Units | 1,856 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $63.88 to $63.94. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $63.88 to $63.91. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $63.87 to $63.90. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $63.87 to $63.88. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $63.84 to $63.87. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $63.86 to $63.87. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- By The Stephen P. Kaufman Trust UAD 5/24/2002, of which the Reporting Person is a trustee and beneficiary.
- Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.
- Represents a stock option granted on October 18, 2004, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 18, 2004.
- Represents a stock option granted on January 25, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on January 25, 2005.
- Represents a stock option granted on May 11, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 11, 2005.
- Represents a stock option granted on May 1, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 1, 2007.
- Represents a stock option granted on July 31, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on July 31, 2007.
- Represents a stock option granted on October 30, 2007, granting the Reporting Person the right to purchase up to 1,250 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on October 30, 2007.
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