Filing Details

Accession Number:
0001181431-13-060982
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-29 14:57:50
Reporting Period:
2013-11-26
Filing Date:
2013-11-29
Accepted Time:
2013-11-29 14:57:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487712 Air Lease Corp AL Services-Equipment Rental & Leasing, Nec (7359) 271840403
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1175523 Leonard Green Partners Lp 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025
Yes No No No
1175525 Lgp Management Inc 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025
Yes No No No
1449640 Gei Capital V, Llc 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025
Yes No No No
1449643 Green Equity Investors Side V, L.p. 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025
Yes No No No
1449644 Green Equity Investors V, L.p. 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025
Yes No No No
1449645 Green V Holdings, Llc 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-11-26 2,985,945 $30.88 0 No 4 S Direct
Class A Common Stock Disposition 2013-11-26 895,712 $30.88 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 10,624 Indirect See footnotes
Footnotes
  1. Not applicable.
  2. Represents shares of Class A Common Stock sold by Green Equity Investors V, L.P. ("GEI V").
  3. As of the date of this Form 4, GEI V and Green Equity Investors Side V, L.P. ("GEI Side V") no longer own any securities of the Issuer.
  4. GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.
  5. GEI V, as an affiliated entity of GEI Side V, GEI Side V, as an affiliated entity of GEI V, LGP, as the management company of GEI V and GEI Side V, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, and Holdings, as a limited partner of GEI V and GEI Side V, directly (whether through ownership or position), or indirectly through one or more intermediaries, may have been deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of securities of the Issuer owned by GEI V or GEI Side V. Each of GEI Side V, LGP, LGPM, GEIC, and Holdings disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of such securities for purposes of Section 16, or for any other purposes.
  6. Represents shares of Class A Common Stock sold by GEI Side V.
  7. Each of GEI V, LGP, LGPM, GEIC, and Holdings disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of such securities for purposes of Section 16, or for any other purposes.
  8. Mr. John G. Danhakl is the direct owner of the shares reported on this row. Mr. Danhakl is a Managing Partner of LGP. The securities reported on this row are held by Mr. Danhakl for the benefit of LGP. GEI V, GEI Side V, LGP, LGPM, GEIC, and Holdings directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be indirect beneficial owners of the shares owned by Mr. Danhakl. Each of GEI V, GEI Side V, LGPM, GEIC, and Holdings disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
  9. Reflects 7,905 shares of the Issuer's Class A Common Stock held by Mr. Danhakl, and 2,719 restricted stock units ("RSUs"). The RSUs were granted to Mr. Danhakl under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan in respect of his service on the Issuer's board of directors. The RSUs can be settled only for stock, and will vest on May 8, 2014, provided Mr. Danhakl is still a member of the Issuer's board of directors at such time. The Class A Common Stock reflects prior grants of RSUs that have vested and been settled for stock.