Filing Details

Accession Number:
0001526944-13-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-27 17:08:09
Reporting Period:
2013-11-26
Filing Date:
2013-11-27
Accepted Time:
2013-11-27 17:08:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005229 Columbus Mckinnon Corp CMCO Construction Machinery & Equip (3531) 160547600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1526944 Eric Woon 140 John James Audubon Parkway
Amherst NY 14228
Vice President - Apac No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-26 103 $18.24 9,618 No 4 M Direct
Common Stock Acquisiton 2013-11-26 583 $19.50 10,201 No 4 M Direct
Common Stock Acquisiton 2013-11-26 689 $13.43 10,890 No 4 M Direct
Common Stock Disposition 2013-11-26 1,375 $27.16 9,515 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Options (Right to Buy) Acquisiton 2013-11-26 103 $0.00 103 $18.24
Common Stock Non-Qualified Stock Options (Right to Buy) Acquisiton 2013-11-26 583 $0.00 583 $19.50
Common Stock Non-Qualified Stock Options (Right to Buy) Acquisiton 2013-11-26 689 $0.00 689 $13.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,078 2011-05-17 2020-05-16 No 4 M Direct
1,751 2012-05-23 2021-05-22 No 4 M Direct
4,828 2013-05-21 2022-05-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,515 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Options (Right to Buy) $14.80 2013-01-25 2020-01-24 8,333 8,333 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $18.95 2014-05-20 2023-05-20 4,970 4,970 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-01-24 8,333 8,333 Direct
2023-05-20 4,970 4,970 Direct
Footnotes
  1. Includes 8,139 shares of restricted stock units issued to reporting person, subject to forfeiture in whole or part; 227 shares become fully vested and non-forfeitable on 5/17/2014, 618 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014, 2,064 units become fully vested and non-forfeitable 33.33% per year for three years beginning 5/21/2014, 2,356 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2014, and the remaining 2,874 shares become fully vested and non-forfeitable on 5/21/2015, if reporting person remains an employee of issuer.
  2. Originally granted 10,000 options. The reporting person exercised 959 options on 11/19/2013. 1,666 options are excerisable, subject to IRS limitations, and the remaining 6,667 options become exercisable 50% per year for two years beginning 1/25/2014, if reporting person remain an employee of issuer.
  3. Originally granted 1,724 options. The reporting person exercised 103 options on 11/26/2013. 647 options are exercisable, subject to IRS limitations, and the remaining 431 options become exercisable 5/17/2014, if reporting person remains an employee of issuer.
  4. Originally granted 2,334 options. The reporting person exercised 583 options on 11/26/2013. 583 options are exercisable, subject to IRS limitations, and the remaining 1,168 options become exercisable 50% per year for two years begining 5/23/2014, if reporting person remains an employee of issuer.
  5. Originally granted 5,517 options. The reporting person exercised 689 options on 11/26/2013. 690 options are exercisable, subject to IRS limitations, and the remaining 4,138 otpions become exercisable 33.33% per year for three years beginning 5/21/2014, if reporting person remains an employee of issuer.
  6. Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.