Filing Details

Accession Number:
0000095052-13-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-27 15:02:28
Reporting Period:
2013-11-26
Filing Date:
2013-11-27
Accepted Time:
2013-11-27 15:02:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
95052 Elizabeth Arden Inc RDEN Perfumes, Cosmetics & Other Toilet Preparations (2844) 590914138
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229134 B Joel Ronkin C/O Elizabeth Arden, Inc.
2400 Sw 145 Avenue, 2Nd Floor
Miramar FL 33027
Evp, Gm - North America No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.01 Par Value Acquisiton 2013-11-26 6,237 $15.00 148,681 No 4 M Direct
Common Stock, $.01 Par Value Disposition 2013-11-26 6,237 $39.01 142,444 No 4 S Direct
Common Stock, $.01 Par Value Acquisiton 2013-11-27 13,763 $15.00 156,207 No 4 M Direct
Common Stock, $.01 Par Value Disposition 2013-11-27 13,763 $39.56 142,444 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $.01 Par Value Stock Option (Right to Buy) Disposition 2013-11-26 6,237 $0.00 6,237 $15.00
Common Stock, $.01 Par Value Stock Option (Right to Buy) Disposition 2013-11-27 13,763 $0.00 13,763 $15.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,763 2016-08-21 No 4 M Direct
0 2016-08-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $.01 Par Value 850 Indirect Trust
Footnotes
  1. Includes 50,301 service-based restricted stock units.
  2. Shares sold pursuant to a pre-established 10b5-1 Trading Plan adopted by the Reporting Person on November 8, 2013.
  3. Reflects the weighted average price of 6,237 shares of common stock of the Issuer sold by the Reporting Person in multiple transactions on November 26, 2013, with the sale price ranging from $39.00 to $39.02 per share. The Reporting Person undertakes to provide, upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Reflects the weighted average price of 13,763 shares of common stock of the Issuer sold by the Reporting Person in multiple transactions on November 27, 2013, with the sale price ranging from $39.00 to $39.83 per share. The Reporting Person undertakes to provide, upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. Shares of common stock held in trusts, of which Mr. Ronkin is the Trustee, for the benefit of two of Mr. Ronkin's children.
  6. This stock option vested in three equal installments on August 21, 2007, August 21, 2008, and August 21, 2009.