Filing Details

Accession Number:
0001234452-13-000593
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-26 16:14:10
Reporting Period:
2013-11-22
Filing Date:
2013-11-26
Accepted Time:
2013-11-26 16:14:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
804328 Qualcomm Inc QCOM Radio & Tv Broadcasting & Communications Equipment (3663) 953685934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1282710 L Daniel Sullivan 5775 Morehouse Dr.
San Diego CA 92121-1714
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-22 57,000 $44.02 68,841 No 4 M Indirect by Trust
Common Stock Disposition 2013-11-22 57,000 $72.93 11,841 No 4 S Indirect by Trust
Common Stock Acquisiton 2013-11-25 33,409 $0.00 45,250 No 4 A Indirect by Trust
Common Stock Disposition 2013-11-25 17,132 $72.49 28,118 No 4 F Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 S Indirect by Trust
No 4 A Indirect by Trust
No 4 F Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-11-22 57,000 $0.00 57,000 $44.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
46,000 2015-11-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,469 Direct
Footnotes
  1. Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.
  2. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
  3. The sale prices for this transaction ranged from $72.90 to $72.965. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  4. The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.