Filing Details
- Accession Number:
- 0001127602-13-032847
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-25 18:11:44
- Reporting Period:
- 2013-11-21
- Filing Date:
- 2013-11-25
- Accepted Time:
- 2013-11-25 18:11:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 901737 | D Howard Schultz | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-21 | 400,000 | $30.42 | 18,889,468 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-21 | 75,000 | $8.64 | 18,964,468 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-21 | 82,000 | $27.32 | 19,046,468 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-21 | 557,000 | $81.44 | 18,489,468 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-11-21 | 400,000 | $0.00 | 400,000 | $30.42 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-11-21 | 75,000 | $0.00 | 75,000 | $8.64 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-11-21 | 82,000 | $0.00 | 82,000 | $27.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 566,469 | 2006-11-16 | 2015-11-16 | No | 4 | M | Direct |
| 0 | 2009-11-17 | 2018-11-17 | No | 4 | M | Direct |
| 0 | 2005-10-01 | 2014-11-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 295,000 | Indirect | Family Owned LLC |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $81.25 to $81.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing the right to buy a total of 966,469 shares, became exercisable in one increment of 322,157 shares on November 16, 2006, and in two increments of 322,156 shares each on November 16, 2007 and November 16, 2008. The option expires on November 16, 2015.
- The option, representing the right to buy a total of 2,714,947 shares, became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018.
- The option, representing the right to buy a total of 1,000,000 shares, became exercisable in one increment of 333,334 shares on October 1, 2005, and in two increments of 333,333 shares each on October 1, 2006 and October 1, 2007. The option expires on November 16, 2014.
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