Filing Details
- Accession Number:
- 0001001250-13-000240
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-25 16:06:03
- Reporting Period:
- 2013-11-22
- Filing Date:
- 2013-11-25
- Accepted Time:
- 2013-11-25 16:06:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204538 | E Sara Moss | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Exec. Vp, Gen. Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2013-11-22 | 20,000 | $17.00 | 96,293 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-11-22 | 20,000 | $75.00 | 76,293 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option (Right to Buy) | Disposition | 2013-11-22 | 20,000 | $0.00 | 20,000 | $17.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-01-01 | 2019-09-02 | No | 4 | M | Direct |
Footnotes
- The exercise of the options and sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on May 10, 2013.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $75.00 to $75.02 per share, inclusive.
- Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 23,332 shares exercisable from and after January 1, 2011; 23,334 shares exercisable from and after January 1, 2012; and 23,334 shares exercisable from and after January 1, 2013.
- Not applicable.
- The Reporting Person also has options to purchase at various prices 254,689 shares of Class A Common Stock, 120,802 of which are currently exercisable.
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