Home > Insider Trading > Filing (0001127602-13-032757)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
815097	Carnival Corp	CCL	Water Transportation (4400)	591562976

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1243482	S Howard Frank	Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178	Vice Chairman & Coo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-06-21	1,794	$0.00	0	No	5	G	Indirect	Howard S. Frank Grat #5
Common Stock	Disposition	2013-11-21	42,729	$35.70	135,759	No	4	S	Direct
Common Stock	Disposition	2013-11-21	10,066	$35.77	125,693	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	Howard S. Frank Grat #5
No	4	S	Direct
No	4	S	Direct

Footnotes

Bona fide gift
This transaction was executed in multiple trades at prices ranging from $35.67 to $35.75. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $35.76 to $35.78. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.