Filing Details
- Accession Number:
- 0001019056-13-001299
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-22 15:56:54
- Reporting Period:
- 2013-11-19
- Filing Date:
- 2013-11-22
- Accepted Time:
- 2013-11-22 15:56:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 913241 | Steven Madden Ltd. | SHOO | Footwear, (No Rubber) (3140) | 133588231 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222162 | Robert Schmertz | C/O Steven Madden, Ltd. 52-16 Barnett Avenue Long Island City NY 11104 | Brand Director | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2013-11-19 | 33,750 | $10.99 | 373,252 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.0001 Per Share | Disposition | 2013-11-19 | 38,750 | $38.07 | 334,502 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-11-19 | 33,750 | $0.00 | 33,750 | $10.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,753 | 2013-10-08 | 2016-10-08 | No | 4 | M | Direct |
Footnotes
- On October 1, 2013, Steven Madden, Ltd. (the "Company") effected a three-for-two stock split (effected as a stock dividend), which resulted in the reporting person receiving 113,167 additional shares of Common Stock of the Company.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.77 to $38.41, inclusive. The reporting person undertakes to provide to the Company, any security holder of Steven Madden, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This option was previously reported as covering 22,500 shares at an exercise price of $16.487 per share, but was adjusted to reflect the three-for-two stock split (effected as a stock dividend) that occurred on October 1, 2013.
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