Filing Details

Accession Number:
0001140361-13-043863
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-21 19:47:36
Reporting Period:
2013-11-07
Filing Date:
2013-11-21
Accepted Time:
2013-11-21 19:47:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1219210 Ikanos Communications IKAN Telephone & Telegraph Apparatus (3661) 943326559
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1134607 P Diosdado Banatao C/O Tallwood Venture Capital
3000 Sand Hill Road, Bldg 3, Ste 240
Menlo Park CA 94025-7113
Yes No Yes No
1347680 P L Iii Tallwood C/O Tallwood Venture Capital
3000 Sand Hill Road, Bldg 3, Ste 240
Menlo Park CA 94025-7113
No No Yes No
1347747 P L Partners Iii Tallwood C/O Tallwood Venture Capital
3000 Sand Hill Road, Bldg 3, Ste 240
Menlo Park CA 94025-7113
No No Yes No
1357894 Tallwood Iii Associates Lp C/O Tallwood Venture Capital
3000 Sand Hill Road, Bldg 3, Ste 240
Menlo Park CA 64025-7113
No No Yes No
1427347 Tallwood Iii Annex Lp C/O Tallwood Venture Capital
3000 Sand Hill Road, Bldg 3, Ste 240
Menlo Park CA 94025-7113
No No Yes No
1470833 Tallwood Iii Management Llc C/O Tallwood Venture Capital
3000 Sand Hill Road, Bldg 3, Ste 240
Menlo Park CA 94025
No No Yes No
1470838 Tallwood Iii Annex Management Llc C/O Tallwood Venture Capital
3000 Sand Hill Road, Bldg 3, Ste 240
Menlo Park CA 94025-7113
No No Yes No
1592611 Tallwood Partners, Llc C/O Tallwood Venture Capital
3000 Sand Hill Road, Bldg 3, Ste 240
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-07 2,000,000 $1.00 2,000,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,000 Indirect By Diosdado P. Banatao
Common Stock 29,616,475 Indirect See Footnotes
Footnotes
  1. Tallwood Partners, LLC ("Partners") is the direct owner of the shares reported as acquired herein. The Banatao Living Trust DTD 7/21/99 ("Trust") is the managing member of Partners.
  2. Diosdado P. Banatao, as a trustee of the Banatao Living Trust DTD 7/21/99, directly or indirectly, holds 100% of the membership interests in Tallwood Partners, LLC, and holds shared voting and dispositive power over the securities held by this entity, but disclaims such beneficial ownership except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of these shares.
  3. Tallwood III Annex, L.P. ("Tallwood III Annex") Tallwood III, L.P. ("Tallwood III"), Tallwood III Partners, L.P. ("Tallwood III Partners"), Tallwood III Associates, L.P. ("Tallwood III Associates" and, together with Tallwood III Annex, Tallwood III and Tallwood III Partners, the "Tallwood Funds") directly own 18,187,904, 10,074,743, 1,275,771 and 78,057 shares of Common Stock of the Company, respectively. (Continued in Footnote 4).
  4. Tallwood III Management, LLC ("Tallwood Management") is the general partner of Tallwood III, Tallwood III Partners and Tallwood III Associates. Tallwood III Annex Management, LLC ("Tallwood Annex Management") is the general partner of Tallwood III Annex. Tallwood Management may be deemed to share voting and dispositive power with respect to the shares owned by Tallwood III, Tallwood III Partners and Tallwood III Associates, but disclaim such beneficial ownership except to the extent of its pecuniary interest therein. Tallwood Annex Management may be deemed to share voting and dispositive power with respect to the shares owned by Tallwood III Annex, but disclaim such beneficial ownership except to the extent of its pecuniary interest therein. (Continued in Footnote 5).
  5. Diosdado P. Banatao is a managing member of Tallwood Management and Tallwood Annex Management and may be deemed to share voting and dispositive power with respect to the shares owned by the Tallwood Funds, but disclaims such beneficial ownership except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Mr. Banatao is the beneficial owner of these shares.