Filing Details
- Accession Number:
- 0001181431-13-060107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-21 16:15:08
- Reporting Period:
- 2013-11-20
- Filing Date:
- 2013-11-21
- Accepted Time:
- 2013-11-21 16:15:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1276520 | Genworth Financial Inc | GNW | Life Insurance (6311) | 800873306 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1549864 | L Kelly Groh | C/O Genworth Financial, Inc. 6620 West Broad Street Richmond VA 23230 | Vice President & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2013-11-20 | 4,250 | $2.46 | 13,244 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-11-20 | 4,250 | $15.00 | 8,994 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2013-11-20 | 4,666 | $7.80 | 13,660 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-11-20 | 4,666 | $15.00 | 8,994 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Options (Right to Buy) | Disposition | 2013-11-20 | 4,250 | $0.00 | 4,250 | $2.46 |
| Class A Common Stock | Stock Options (Right to Buy) | Disposition | 2013-11-20 | 4,666 | $0.00 | 4,666 | $7.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-12 | 2019-02-12 | No | 4 | M | Direct |
| 0 | 2012-08-19 | 2014-05-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 1,205 | Indirect | by 401(k) |
Footnotes
- The stock option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2013.
Billionaire Hedge Funds
