Filing Details

Accession Number:
0001352027-13-000057
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-19 19:00:26
Reporting Period:
2013-11-15
Filing Date:
2013-11-19
Accepted Time:
2013-11-19 19:00:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
718877 Activision Blizzard Inc. ATVI Services-Prepackaged Software (7372) 954803544
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1439532 Michael Morhaime C/O Blizzard Entertainment
16215 Alton Parkway
Irvine CA 92618
Pres. & Ceo-Blizzard Ent. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.000001 Per Share Acquisiton 2013-11-15 70,000 $0.00 406,665 No 4 A Direct
Common Stock, Par Value $0.000001 Per Share Acquisiton 2013-11-15 5,135 $0.00 19,020 No 4 A Indirect Securites held by Mr. Morhaime's wife
Common Stock, Par Value $0.000001 Per Share Acquisiton 2013-11-18 200,000 $11.54 606,665 No 4 M Direct
Common Stock, Par Value $0.000001 Per Share Disposition 2013-11-18 200,000 $17.63 406,665 No 4 S Direct
Common Stock, Par Value $0.000001 Per Share Acquisiton 2013-11-18 200,000 $11.88 606,665 No 4 M Direct
Common Stock, Par Value $0.000001 Per Share Disposition 2013-11-18 200,000 $17.63 406,665 No 4 S Direct
Common Stock, Par Value $0.000001 Per Share Acquisiton 2013-11-18 100,000 $11.88 506,665 No 4 M Direct
Common Stock, Par Value $0.000001 Per Share Disposition 2013-11-18 100,000 $17.63 406,665 No 4 S Direct
Common Stock, Par Value $0.000001 Per Share Acquisiton 2013-11-18 133,334 $12.98 539,999 No 4 M Direct
Common Stock, Par Value $0.000001 Per Share Disposition 2013-11-18 133,334 $17.63 406,665 No 4 S Direct
Common Stock, Par Value $0.000001 Per Share Acquisiton 2013-11-18 66,667 $10.66 473,332 No 4 M Direct
Common Stock, Par Value $0.000001 Per Share Disposition 2013-11-18 66,667 $17.63 406,665 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Indirect Securites held by Mr. Morhaime's wife
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.000001 Per Share Employee Stock Options Acquisiton 2013-11-15 200,000 $0.00 200,000 $17.72
Common Stock, Par Value $0.000001 Per Share Employee Stock Options Acquisiton 2013-11-15 8,686 $0.00 8,686 $17.72
Common Stock, Par Value $0.000001 Per Share Common Stock, par value $0.000001 per share Disposition 2013-11-18 200,000 $0.00 200,000 $11.54
Common Stock, Par Value $0.000001 Per Share Common Stock, par value $0.000001 per share Disposition 2013-11-18 200,000 $0.00 200,000 $11.88
Common Stock, Par Value $0.000001 Per Share Common Stock, par value $0.000001 per share Disposition 2013-11-18 100,000 $0.00 100,000 $11.88
Common Stock, Par Value $0.000001 Per Share Common Stock, par value $0.000001 per share Disposition 2013-11-18 133,334 $0.00 133,334 $12.98
Common Stock, Par Value $0.000001 Per Share Common Stock, par value $0.000001 per share Disposition 2013-11-18 66,667 $0.00 66,667 $10.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
200,000 2023-11-15 No 4 A Direct
8,686 2023-11-15 No 4 A Indirect
0 2019-11-09 No 4 M Direct
0 2020-11-08 No 4 M Direct
200,000 2020-11-08 No 4 M Direct
66,666 2021-11-10 No 4 M Direct
133,333 2022-11-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.000001 Per Share 141,887 Indirect See footnote
Footnotes
  1. This grant was for 70,000 restricted stock units, each representing the right to receive one share of the Company's common stock, one-third of which will vest on each of November 14, 2014, 2015 and 2016.
  2. This grant was for 5,135 restricted stock units, each representing the right to receive one share of the Company's common stock, which will vest in full on November 15, 2016.
  3. Following the transactions reported on this Form 4, Mr. Morhaime indirectly held (through his wife) (a) 2,636 shares of the Company's common stock and (b) 16,384 restricted stock units, each representing the right to receive one share of the Company's common stock.
  4. The price in column 4 is a weighted average price. The prices actually received for the stock ranged from $17.60 to $17.76 per share. Mr. Morhaime has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares sold at each price within that range.
  5. Following the transactions reported on this Form 4, Mr. Morhaime directly held 406,665 restricted stock units, each representing the right to receive one share of the Company's common stock.
  6. Mr. Morhaime indirectly holds (through the Michael Morhaime Revocable Trust) 141,887 shares of the Company's common stock.
  7. These securities are held by the Michael Morhaime Revocable Trust.
  8. One-third of these options vest on each of November 14, 2014, 2015 and 2016.
  9. One-third of these options vest on each of November 15, 2014, 2015 and 2016.
  10. These options were exercisable in full as of November 9, 2012.
  11. These options were exercisable in full as of November 7, 2013.
  12. These options were exercisable as of December 31, 2012.
  13. The remaining options vest in four equal installments on each of December 31, 2013, 2014, 2015 and 2016.
  14. These options were exercisable as of November 8, 2013.
  15. The remaning options vest on November 9, 2014.
  16. One-half of the remaining options vest on each of November 8, 2015 and 2016.