Filing Details
- Accession Number:
- 0001225208-13-023726
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 15:12:03
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 15:12:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 355429 | Protective Life Corp | PL | Life Insurance (6311) | 952492236 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192255 | S Carl Thigpen | 2801 Highway 280, South Birmingham AL 35223 | Evp And Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-11-15 | 7,000 | $47.44 | 6,933 | No | 4 | S | Indirect | By 401(k) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By 401(k) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 61,138 | Direct | |
| Common Stock | 4,968 | Indirect | Deferred Compensation |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | SAR | $18.36 | 2011-02-26 | 2020-02-26 | 5,784 | 5,784 | Direct |
| Common Stock | SAR | $18.36 | 2012-02-26 | 2020-02-26 | 5,783 | 5,783 | Direct |
| Common Stock | SAR | $18.36 | 2013-02-26 | 2020-02-26 | 5,783 | 5,783 | Direct |
| Common Stock | SAR | $38.59 | 2009-02-28 | 2018-02-28 | 3,325 | 3,325 | Direct |
| Common Stock | SAR | $38.59 | 2010-02-28 | 2018-02-28 | 3,325 | 3,325 | Direct |
| Common Stock | SAR | $38.59 | 2011-02-28 | 2018-02-28 | 3,325 | 3,325 | Direct |
| Common Stock | SAR | $38.59 | 2012-02-29 | 2018-02-28 | 3,325 | 3,325 | Direct |
| Common Stock | SAR | $41.05 | 2010-03-04 | 2015-03-04 | 35,000 | 35,000 | Direct |
| Common Stock | SAR | $3.50 | 2012-03-04 | 2019-03-04 | 16,666 | 16,666 | Direct |
| Common Stock | SAR | $43.46 | 2008-03-05 | 2017-03-05 | 1,850 | 1,850 | Direct |
| Common Stock | SAR | $43.46 | 2009-03-05 | 2017-03-05 | 1,850 | 1,850 | Direct |
| Common Stock | SAR | $43.46 | 2010-03-05 | 2017-03-05 | 1,850 | 1,850 | Direct |
| Common Stock | SAR | $43.46 | 2011-03-05 | 2017-03-05 | 1,850 | 1,850 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-02-26 | 5,784 | 5,784 | Direct |
| 2020-02-26 | 5,783 | 5,783 | Direct |
| 2020-02-26 | 5,783 | 5,783 | Direct |
| 2018-02-28 | 3,325 | 3,325 | Direct |
| 2018-02-28 | 3,325 | 3,325 | Direct |
| 2018-02-28 | 3,325 | 3,325 | Direct |
| 2018-02-28 | 3,325 | 3,325 | Direct |
| 2015-03-04 | 35,000 | 35,000 | Direct |
| 2019-03-04 | 16,666 | 16,666 | Direct |
| 2017-03-05 | 1,850 | 1,850 | Direct |
| 2017-03-05 | 1,850 | 1,850 | Direct |
| 2017-03-05 | 1,850 | 1,850 | Direct |
| 2017-03-05 | 1,850 | 1,850 | Direct |
Footnotes
- Total shares held by reporting person in PLC's 401(k) and Stock Ownership Plan.
- Shares acquired through PLC Deferred Compensation Plan for Officers of the Corporation (exempt under Rule 16b-3).
- Previously reported Stock Appreciation Right (SAR).
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