Filing Details

Accession Number:
0000903423-13-000650
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-15 14:51:23
Reporting Period:
2013-05-08
Filing Date:
2013-11-15
Accepted Time:
2013-11-15 14:51:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1092839 Dune Energy Inc DUNR Oil & Gas Field Services, Nec (1389) 954737507
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
860866 David Bonderman C/O Tpg Global, Llc
301 Commerce Street, Suite 3300
Fort Worth TX 76102
No No Yes No
1099776 G James Coulter C/O Tpg Global, Llc
301 Commerce Street, Suite 3300
Fort Worth TX 76102
No No Yes No
1539625 Tpg Opportunities Advisors, Inc. C/O Tpg Global, Llc
301 Commerce Street, Suite 3300
Fort Worth TX 76102
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-08 888,724 $1.60 8,858,742 No 4 P Indirect See Explanation of Responses
Common Stock Acquisiton 2013-06-28 888,724 $1.60 9,747,466 No 4 P Indirect See Explanation of Responses
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Explanation of Responses
No 4 P Indirect See Explanation of Responses
Footnotes
  1. David Bonderman and James G. Coulter are officers and sole stockholders of TPG Opportunities Advisors, Inc. ("Opportunities Advisors" and, together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the general partner of each of (i) TPG Opportunity Fund I, L.P. ("Opportunity I"), which directly owns 6,823,226 shares of Common Stock of Dune Energy, Inc. (the "Issuer") reported herein (the "Opportunity I Shares"), and (ii) TPG Opportunity Fund III, L.P. ("Opportunity III" and, together with Opportunity I, the "TPG Funds"), which directly owns 2,924,240 shares of Common Stock of the Issuer reported herein (the "Opportunity III Shares" and, together with the Opportunity I Shares, the "Shares").
  2. Because of the Reporting Persons' relationship to the TPG Funds, the Reporting Persons may be deemed to beneficially own the Shares to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each Reporting Person and TPG Fund disclaims beneficial ownership of the Shares, except to the extent of such Reporting Person's and TPG Fund's pecuniary interest therein, if any.
  3. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.