Filing Details
- Accession Number:
- 0001127602-13-031743
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-15 14:14:49
- Reporting Period:
- 2013-11-14
- Filing Date:
- 2013-11-15
- Accepted Time:
- 2013-11-15 14:14:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1328535 | Cheol Hak Shin | 3M Center St. Paul MN 55144-1000 | Exec Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-12 | 120 | $0.00 | 46,841 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2013-11-14 | 22,077 | $103.15 | 68,918 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-14 | 977 | $129.81 | 67,941 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 185 | $129.82 | 67,756 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 2,166 | $129.83 | 65,590 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 674 | $129.84 | 64,916 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 1,580 | $129.85 | 63,336 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 1,199 | $129.86 | 62,137 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 388 | $129.87 | 61,749 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 937 | $129.88 | 60,812 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 1,224 | $129.89 | 59,588 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 823 | $129.90 | 58,765 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 1,400 | $129.91 | 57,365 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 713 | $129.92 | 56,652 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 577 | $129.93 | 56,075 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 1,913 | $129.94 | 54,162 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 713 | $129.95 | 53,449 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 713 | $129.96 | 52,736 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 1,401 | $129.97 | 51,335 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 1,113 | $129.98 | 50,222 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 1,693 | $129.99 | 48,529 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 700 | $130.00 | 47,829 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 266 | $130.01 | 47,563 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 622 | $130.02 | 46,941 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 100 | $130.02 | 46,841 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-11-14 | 22,077 | $0.00 | 22,077 | $103.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-08-20 | 2014-05-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,357 | Indirect | By 401k/paesop Trust |
Footnotes
- Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan.