Filing Details

Accession Number:
0001519531-13-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-13 18:26:56
Reporting Period:
2013-11-11
Filing Date:
2013-11-13
Accepted Time:
2013-11-13 18:26:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1489096 Thermon Group Holdings Inc. THR Electrical Industrial Apparatus (3620) 272228185
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1519531 P George Alexander 100 Thermon Drive
San Marcos TX 78666
Evp - Global Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-11 6,000 $26.13 50,769 No 4 S Direct
Common Stock Disposition 2013-11-11 6,000 $26.13 42,252 No 4 S Indirect by spouse
Common Stock Disposition 2013-11-11 6,000 $26.14 42,252 No 4 S Indirect by Self, as Trustee for the Bridget Alexander Trust
Common Stock Disposition 2013-11-11 6,000 $26.14 54,981 No 4 S Indirect By George Alexander Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect by spouse
No 4 S Indirect by Self, as Trustee for the Bridget Alexander Trust
No 4 S Indirect By George Alexander Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Units $0.00 9,294 9,294 Direct
Common Stock Restricted Stock Units $0.00 9,294 9,294 Direct
Common Stock Performance Units $0.00 13,688 13,688 Direct
Common Stock Restricted Stock Units $0.00 13,688 13,688 Direct
Common Stock Stock Option (Right to Buy) $12.00 2014-05-04 2021-05-04 6,000 6,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
9,294 9,294 Direct
9,294 9,294 Direct
13,688 13,688 Direct
13,688 13,688 Direct
2021-05-04 6,000 6,000 Direct
Footnotes
  1. This represents the weighted average sale price. Reporting person will, upon request, supply the Issuer, the SEC Staff or a securityholder of the Issuer full information regarding the number of shares sold at each separate price.
  2. On August 2, 2012, the reporting person was granted a performance unit award, which vests in annual installments on March 31, 2014 and March 31, 2015. The number of shares reflected in this filing represents the Target Award. The actual number of shares that may vest depends on the Issuer's total shareholder return performance relative to its peer group and ranges from 0% below Threshold performance, 50% at Threshold performance, 100% at Target performance and 200% at Maximum performance.
  3. On August 2, 2012, the reporting person was granted a restricted stock unit award that vests in equal annual installments on August 2, 2014 and 2015.
  4. On August 1, 2013, the reporting person was granted a performance unit award, which vests in annual installments on March 31, 2014, 2015 and 2016. The number of shares reflected in this filing represents the Target Award. The actual number of shares that may vest depends on the Issuer's total shareholder return performance relative to its peer group and ranges from 0% below Threshold performance, 50% at Threshold performance, 100% at Target performance and 200% at Maximum performance.
  5. On August 1, 2013, the reporting person was granted a restricted stock unit award that vests in equal annual installments on August 1, 2014, 2015 and 2016.
  6. Options vest in equal annual installments on May 4, 2014, 2015 and 2016.