Filing Details

Accession Number:
0000046080-13-000099
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-12 17:05:56
Reporting Period:
2013-11-07
Filing Date:
2013-11-12
Accepted Time:
2013-11-12 17:05:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
46080 Hasbro Inc HAS Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) 050155090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
916371 G Alan Hassenfeld C/O Hassenfeld Family Initiatives Llc
101 Dyer Street, Suite 401
Providence RI 02903
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock (Par Value $.50 Per Share) Acquisiton 2013-11-07 67,843 $18.58 89,385 No 4 M Direct
Common Stock (Par Value $.50 Per Share) Disposition 2013-11-07 67,843 $51.68 21,542 No 4 S Direct
Common Stock (Par Value $.50 Per Share) Acquisiton 2013-11-11 32,157 $18.58 53,699 No 4 M Direct
Common Stock (Par Value $.50 Per Share) Disposition 2013-11-11 32,157 $51.26 21,542 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2013-11-07 67,843 $0.00 67,843 $18.58
Common Stock Option (Right to Buy) Disposition 2013-11-11 32,157 $0.00 32,157 $18.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
32,157 2014-05-19 No 4 M Direct
0 2014-05-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (Par Value $.50 Per Share) 154,216 Indirect As Trustee of the Sylvia Hassenfeld Trust
Common Stock (Par Value $.50 Per Share) 6,670,921 Indirect As Trustee of the Merrill H. Hassenfeld Trust
Common Stock (Par Value $.50 Per Share) 5,643,064 Indirect As Trustee of the Trusts of the benefit of himself
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.26 to $52.10 inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.25 to $51.30 inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
  3. Mr. Hassenfeld disclaims beneficial ownership of all of these shares except to the extent of his proportionate pecuniary interest therein.
  4. These options were granted pursuant to an employee stock options plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
  5. 33 1/3% of the options became exercisable each on May 20, 2005, May 20, 2006 and May 20, 2007.