Filing Details

Accession Number:
0001209191-13-051472
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-08 18:40:00
Reporting Period:
2013-11-06
Filing Date:
2013-11-08
Accepted Time:
2013-11-08 18:40:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326801 Facebook Inc FB Services-Computer Programming, Data Processing, Etc. (7370) 201665019
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1160077 L Marc Andreessen C/O Andreessen Horowitz
2865 Sand Hill Rd., Ste. 101
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-11-06 178,308 $0.00 178,308 No 4 C Indirect By The Andreessen Horowitz Fund I, L.P. as nominee
Class A Common Stock Disposition 2013-11-06 115,356 $49.22 62,952 No 4 S Indirect By The Andreessen Horowitz Fund I, L.P. as nominee
Class A Common Stock Disposition 2013-11-06 62,952 $50.07 0 No 4 S Indirect By The Andreessen Horowitz Fund I, L.P. as nominee
Class A Common Stock Disposition 2013-11-06 660,982 $49.22 2,910,449 No 4 S Indirect By The Andreessen Horowitz Fund II, L.P. as nominee
Class A Common Stock Disposition 2013-11-06 360,710 $50.07 2,549,739 No 4 S Indirect By The Andreessen Horowitz Fund II, L.P. as nominee
Class A Common Stock Disposition 2013-11-06 1,274,870 $0.00 1,274,869 No 5 J Indirect By The Andreessen Horowitz Fund II, L.P. as nominee
Class A Common Stock Acquisiton 2013-11-06 15,991 $0.00 3,252,493 No 5 J Indirect By The Andreessen 1996 Living Trust
Class A Common Stock Acquisiton 2013-11-06 12,528 $0.00 12,528 No 5 J Indirect By AH Equity Partners II, L.L.C.
Class A Common Stock Disposition 2013-11-06 12,528 $0.00 0 No 5 J Indirect By AH Equity Partners II, L.L.C.
Class A Common Stock Acquisiton 2013-11-06 3,666 $0.00 3,256,159 No 5 J Indirect By The Andreessen 1996 Living Trust
Class A Common Stock Acquisiton 2013-11-06 135 $0.00 135 No 5 J Indirect By AH Capital Management, L.L.C.
Class A Common Stock Disposition 2013-11-06 135 $0.00 0 No 5 J Indirect By AH Capital Management, L.L.C.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By The Andreessen Horowitz Fund I, L.P. as nominee
No 4 S Indirect By The Andreessen Horowitz Fund I, L.P. as nominee
No 4 S Indirect By The Andreessen Horowitz Fund I, L.P. as nominee
No 4 S Indirect By The Andreessen Horowitz Fund II, L.P. as nominee
No 4 S Indirect By The Andreessen Horowitz Fund II, L.P. as nominee
No 5 J Indirect By The Andreessen Horowitz Fund II, L.P. as nominee
No 5 J Indirect By The Andreessen 1996 Living Trust
No 5 J Indirect By AH Equity Partners II, L.L.C.
No 5 J Indirect By AH Equity Partners II, L.L.C.
No 5 J Indirect By The Andreessen 1996 Living Trust
No 5 J Indirect By AH Capital Management, L.L.C.
No 5 J Indirect By AH Capital Management, L.L.C.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2013-11-06 178,308 $0.00 178,308 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 34,084 Indirect By The Andreessen 1996 Charitable Remainder Unitrust
Footnotes
  1. The reporting person is one of the Managing Members of AH Equity Partners I, L.L.C., which is the General Partner of Andreessen Horowitz Fund I, L.P. as nominee ("AH Fund I"), and may be deemed to share voting and investment power over the securities held by AH Fund I. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.90 to $49.87 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.90 to $50.26 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
  4. The reporting person is one of the Managing Members of AH Equity Partners II, L.L.C. ("AHEP II"), which is the General Partner of Andreessen Horowitz Fund II, L.P. as nominee ("AH Fund II"), and may be deemed to share voting and investment power over the securities held by AH Fund II. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  5. Transactions reported on this form represent pro rata distributions, and not a purchase or sale, of securities by AH Fund II to its partners for which it acts as nominee without consideration.
  6. The reporting person and JP Morgan Trust Company, NA are the Trustees of The Andreessen 1996 Living Trust.
  7. The reporting person is one of the Managing Members of AHEP II, and may be deemed to share voting and investment power over the securities held by AHEP II. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  8. Transactions reported on this form represent pro rata distributions, and not a purchase or sale, of securities by AHEP II to its members and assignees without consideration.
  9. The reporting person is one of the Managing Members of AH Capital Management, L.L.C. ("AHCM"), and may be deemed to share voting and investment power over the securities held by AHCM. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  10. Transactions reported on this form represent pro rata distributions, and not a purchase or sale, of securities by AHCM to its members and assignees without consideration.
  11. The reporting person and JP Morgan Trust Company, NA are the Trustees of The Andreessen 1996 Charitable Remainder Unitrust. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  12. The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
  13. The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.