Filing Details
- Accession Number:
- 0001181431-13-057680
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-07 17:33:25
- Reporting Period:
- 2013-11-05
- Filing Date:
- 2013-11-07
- Accepted Time:
- 2013-11-07 17:33:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789073 | Beam Inc | NYSE: BEAM | Beverages (2080) | 133295276 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1531376 | A William Newlands | Beam Inc. 510 Lake Cook Road Deerfield IL 60015 | Svp & President, Na | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $3.125 | Acquisiton | 2013-11-05 | 21,459 | $44.75 | 26,323 | No | 4 | M | Direct | |
| Common Stock, Par Value $3.125 | Disposition | 2013-11-05 | 14,714 | $67.25 | 11,609 | No | 4 | S | Direct | |
| Common Stock, Par Value $3.125 | Disposition | 2013-11-05 | 6,745 | $66.93 | 4,864 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-11-05 | 21,459 | $0.00 | 21,459 | $44.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 56,406 | 2021-10-04 | No | 4 | M | Direct |
Footnotes
- Reflects the exercise of stock options issued under Beam's Long-Term Incentive Plan.
- On October 4, 2011, the reporting person was granted 84,610 options, vesting in three equal installments beginning on the second anniversary of the grant date.
- Includes 912 shares acquired under the Beam Employee Stock Purchase Plan.
- The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $66.86 to $67.04, inclusive. To remedy a broker error and in accordance with the broker's policy, the Reporting Person received from the broker an additional payment for the sale of the shares to make the average price per share $67.25. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
Billionaire Hedge Funds
