Filing Details

Accession Number:
0001140361-13-040747
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-05 18:57:49
Reporting Period:
2013-11-01
Filing Date:
2013-11-05
Accepted Time:
2013-11-05 18:57:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1084817 Responsys Inc MKTG Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1517210 A. Edward Henrich C/O Responsys, Inc.
1100 Grundy Lane, 3Rd Floor
San Bruno CA 94066
Chief Customer Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-01 788 $1.40 37,979 No 4 M Direct
Common Stock Acquisiton 2013-11-01 1,042 $3.08 39,021 No 4 M Direct
Common Stock Disposition 2013-11-01 1,830 $15.97 37,191 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-11-01 788 $0.00 788 $1.40
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-11-01 1,042 $0.00 1,042 $3.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,466 2017-06-20 No 4 M Direct
2,084 2019-12-30 No 4 M Direct
Footnotes
  1. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2012.
  2. Represents the aggregate of sales effected on the same day at different prices.
  3. Represents the weighted average sales price per share. The shares sold at prices ranging from $15.775 to $16.320 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  4. The stock option grant is 100% vested and immediately exercisable.
  5. Immediately exercisable, subject to the issuer's right of repurchase which lapses as the shares vest. The stock option grant vested as to 25% of the total number of shares on December 30, 2010, and thereafter vested or will vest as to 1/48th of the total number of shares on each monthly anniversary until 100% vested.