Filing Details
- Accession Number:
- 0001181431-13-056919
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-05 17:15:02
- Reporting Period:
- 2013-11-01
- Filing Date:
- 2013-11-05
- Accepted Time:
- 2013-11-05 17:15:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137789 | Seagate Technology Plc | STX | Computer Storage Devices (3572) | 980648577 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1317882 | K David Richarz | Seagate Technology Plc 10200 S. De Anza Boulevard Cupertino CA 95014 | Executive Vice President,Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2013-11-01 | 16,650 | $15.49 | 75,995 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2013-11-01 | 60,000 | $13.73 | 135,995 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2013-11-01 | 135,995 | $49.12 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | NQ Stock Options | Disposition | 2013-11-01 | 16,650 | $0.00 | 16,650 | $15.49 |
| Ordinary Shares | NQ Stock Options | Disposition | 2013-11-01 | 60,000 | $0.00 | 60,000 | $13.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-06-30 | 2015-03-14 | No | 4 | M | Direct |
| 0 | 2009-09-12 | 2015-09-12 | No | 4 | M | Direct |
Footnotes
- These Ordinary Shares were sold in multiple transactions at sales prices ranging from $48.86 to $49.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
- Options Granted under the Maxtor 1996 option plan and converted to Seagate options in May 2006 pursuant to the merger agreement at an exchange ratio of .37 per share.
- Options granted to the Reporting Person under the Seagate Technology's 2004 Stock Compensation Plan are subject to four-year vesting schedule. One quarter of the option shares vested on September 12, 2009. The remaining options vested monthly over the 36 months following September 12, 2009.
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