Filing Details

Accession Number:
0001526944-13-000004
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-11-05 15:22:38
Reporting Period:
2013-10-30
Filing Date:
2013-11-05
Accepted Time:
2013-11-05 15:22:38
Original Submission Date:
2013-11-01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005229 Columbus Mckinnon Corp CMCO Construction Machinery & Equip (3531) 160547600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1526944 Eric Woon 140 John James Audubon Parkway
Amherst NY 14228
Vice President - Apac No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-10-30 610 $26.55 9,515 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,125 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Options (Right to Buy) $14.80 2013-01-25 2020-01-24 9,292 9,292 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $18.24 2011-05-17 2020-05-16 1,724 1,724 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $19.50 2012-05-23 2021-05-22 2,334 2,334 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $13.43 2013-05-21 2022-05-20 5,517 5,517 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $18.95 2014-05-20 2023-05-20 4,970 4,970 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-01-24 9,292 9,292 Direct
2020-05-16 1,724 1,724 Direct
2021-05-22 2,334 2,334 Direct
2022-05-20 5,517 5,517 Direct
2023-05-20 4,970 4,970 Direct
Footnotes
  1. Amended to correct the restricted stock unit information provided in the original filing. Includes 8,139 shares of restricted stock units issued to reporting person, subject to forfeiture in whole or part; 227 shares become fully vested and non-forfeitable on 5/17/2014, 618 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014, 2,064 units become fully vested and non-forfeitable 33.33% per year for three years beginning 5/21/2014, 2,356 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2014, and the remaining 2,874 shares become fully vested and non-forfeitable on 5/21/2015, if reporting person remains an employee of issuer.
  2. Amended to correct the information provided in Column 7. Originally granted 10,000 options. The reporting person exercised 708 options on 10/30/2013. 2,625 options are excerisable, subject to IRS limitations and the remaining 6,667 options become exercisable 50% per year for two years beginning 1/25/2014, if reporting person remain an employee of issuer.
  3. Amended to correct the information provided in Columns 7 and 9. Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
  4. Amended to correct the information provided in Columns 7 and 9. Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
  5. Amended to correct the information provided in Columns 7 and 9. Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
  6. Amended to correct the information provided in Columns 7 and 9. Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.