Filing Details

Accession Number:
0001127602-13-030116
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-01 10:19:51
Reporting Period:
2013-10-30
Filing Date:
2013-11-01
Accepted Time:
2013-11-01 10:19:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113169 Price T Rowe Group Inc TROW Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 522264646
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1221781 Alfred Sommer T. Rowe Price Group, Inc.
P.o. Box 89000
Baltimore MD 21289-0320
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-30 5,078 $27.46 23,175 No 4 M Direct
Common Stock Acquisiton 2013-10-30 4,062 $27.16 27,237 No 4 M Direct
Common Stock Disposition 2013-10-30 9,140 $78.06 18,097 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2013-10-30 5,078 $0.00 5,078 $27.46
Common Stock Stock Options (Right to Buy) Disposition 2013-10-30 4,062 $0.00 4,062 $27.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-10-29 2014-10-29 No 4 M Direct
0 2006-04-29 2015-04-29 No 4 M Direct
Footnotes
  1. As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.56% on December 13, 2012, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc.
  2. The range of prices for this transaction were $78.07 to $78.11. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each seperate price.