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Home > Insider Trading > Filing (0001181431-13-055659)

Filing Details

Accession Number:: 0001181431-13-055659
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-10-30 16:17:47
Reporting Period:: 2013-10-29

Filing Date:: 2013-10-30
Accepted Time:: 2013-10-30 16:17:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1276520	Genworth Financial Inc	GNW	Life Insurance (6311)	800873306

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1549864	L Kelly Groh	C/O Genworth Financial, Inc. 6620 West Broad Street Richmond VA 23230	Vice President & Controller	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2013-10-29	4,000	$7.80	12,994	No	4	M	Direct
Class A Common Stock	Disposition	2013-10-29	4,000	$14.50	8,994	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Options (Right to Buy)	Disposition	2013-10-29	4,000	$0.00	4,000	$7.80

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,666	2012-08-19	2014-05-25	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	1,206	Indirect	by 401(k)

Footnotes

The stock option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2013.