Filing Details
- Accession Number:
- 0001225208-13-022415
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-29 17:44:34
- Reporting Period:
- 2013-10-28
- Filing Date:
- 2013-10-29
- Accepted Time:
- 2013-10-29 17:44:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 78003 | Pfizer Inc | PFE | Pharmaceutical Preparations (2834) | 135315170 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1372915 | C Ian Read | Pfizer Inc.-Corp. Secretary 235 East 42Nd St. New York NY 10017 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-28 | 338,000 | $26.20 | 1,412,267 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-28 | 1,800 | $30.57 | 1,410,467 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-28 | 5,680 | $30.53 | 1,404,787 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-28 | 6,700 | $30.58 | 1,398,087 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-28 | 10,600 | $30.54 | 1,387,487 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-28 | 12,415 | $30.61 | 1,375,072 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-28 | 18,060 | $30.63 | 1,357,012 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-28 | 18,700 | $30.50 | 1,338,312 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-28 | 27,400 | $30.59 | 1,310,912 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-28 | 30,320 | $30.52 | 1,280,592 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-28 | 36,591 | $30.62 | 1,244,001 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-28 | 37,734 | $30.55 | 1,206,267 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-28 | 39,900 | $30.56 | 1,166,367 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-28 | 40,100 | $30.51 | 1,126,267 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-28 | 52,000 | $30.60 | 1,074,267 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-28 | 145,000 | $0.00 | 145,000 | $26.20 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-28 | 193,000 | $0.00 | 193,000 | $26.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-23 | No | 4 | M | Direct | |
| 0 | 2009-02-23 | 2016-02-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,103 | Indirect | By Rule 16b-3 Plan |
| Common Stock | 61,609 | Indirect | By Trust |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2013.
- These options are fully exercisable.
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