Filing Details

Accession Number:
0001140361-13-039684
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-28 14:46:57
Reporting Period:
2013-10-25
Filing Date:
2013-10-28
Accepted Time:
2013-10-28 14:46:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
77360 Pentair Ltd PNR Special Industry Machinery (No Metalworking Machinery) (3550) 981050812
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398493 Y H David Ho 5500 Wayzata Blvd., Suite 800
Golden Valley MN 55416
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2013-10-25 10,000 $33.38 23,133 No 4 M Direct
Common Shares Acquisiton 2013-10-25 10,000 $34.18 33,133 No 4 M Direct
Common Shares Acquisiton 2013-10-25 17,200 $24.78 50,333 No 4 M Direct
Common Shares Acquisiton 2013-10-25 6,140 $33.38 56,473 No 4 M Direct
Common Shares Acquisiton 2013-10-25 4,242 $36.98 60,715 No 4 M Direct
Common Shares Acquisiton 2013-10-25 6,332 $34.12 67,047 No 4 M Direct
Common Shares Disposition 2013-10-25 34,204 $65.68 32,843 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Nonqualified Stock Option (right to buy) Disposition 2013-10-25 10,000 $0.00 10,000 $33.38
Common Shares Nonqualified Stock Option (right to buy) Disposition 2013-10-25 10,000 $0.00 10,000 $34.18
Common Shares Nonqualified Stock Option (right to buy) Disposition 2013-10-25 17,200 $0.00 17,200 $24.78
Common Shares Nonqualified Stock Option (right to buy) Disposition 2013-10-25 6,140 $0.00 6,140 $33.38
Common Shares Nonqualified Stock Option (right to buy) Disposition 2013-10-25 4,242 $0.00 4,242 $36.98
Common Shares Nonqualified Stock Option (right to buy) Disposition 2013-10-25 6,332 $0.00 6,332 $34.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-05-03 No 4 M Direct
0 2018-01-02 No 4 M Direct
0 2019-01-02 No 4 M Direct
0 2020-01-04 No 4 M Direct
0 2021-01-03 No 4 M Direct
0 2012-09-28 2022-01-03 No 4 M Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $65.66 to $65.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  2. All options are vested and exercisable.