Filing Details

Accession Number:
0001181431-13-054417
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-18 11:45:04
Reporting Period:
2013-10-16
Filing Date:
2013-10-18
Accepted Time:
2013-10-18 11:45:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
86144 Safeway Inc SWY Retail-Grocery Stores (5411) 943019135
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209846 R David Stern 5918 Stoneridge Mall Road
Pleasanton CA 94588-3229
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-16 5,000 $18.28 25,333 No 4 M Direct
Common Stock Disposition 2013-10-16 5,000 $32.95 20,333 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to buy) Disposition 2013-10-16 5,000 $0.00 5,000 $18.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,000 2019-03-02 No 4 M Direct
Footnotes
  1. The price of $32.95 per share represents a weighted average of sales prices ranging from $32.951 to $32.953 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
  2. Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. The option is exercisable in five annual increments of 20%, beginning on the first anniversary of the date of grant and will be fully exercisable on 03/02/2014.