Filing Details

Accession Number:
0001331471-13-000031
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-15 17:37:40
Reporting Period:
2013-10-11
Filing Date:
2013-10-15
Accepted Time:
2013-10-15 17:37:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1043337 Stoneridge Inc SRI Motor Vehicle Parts & Accessories (3714) 341598949
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251149 C John Corey 9400 East Market Street
Warren OH 44484
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, Without Par Value Disposition 2013-10-11 22,000 $12.26 150,000 No 4 S Indirect by trust, f/b/o spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by trust, f/b/o spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, Without Par Value 756,285 Direct
Footnotes
  1. These shares were sold by a spousal trust established by the Reporting Person for the benefit of the Reporting Person's spouse and children. The Reporting Person's spouse is a co-trustee of the trust, to which the Reporting Person contributed by gift 350,000 Company Common Shares in a transaction that resulted in a change in the form of beneficial ownership from direct to indirect. The spousal trust's sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the spousal trust on August 6, 2013 following the recommendation of the spousal trust's financial advisor to diversify the trust's assets.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.25 to $12.30, inclusive. The Reporting Person undertakes to provide to Stoneridge, Inc., any security holder of Stoneridge, Inc. or the SEC Staff, upon request, full information of the number of Common Shares sold at each separate price within the range.