Filing Details
- Accession Number:
- 0001181431-13-053870
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-15 17:05:04
- Reporting Period:
- 2013-10-11
- Filing Date:
- 2013-10-15
- Accepted Time:
- 2013-10-15 17:05:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205496 | G Paul Koontz | C/O Foundation Capital 250 Middlefield Road Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-10-11 | 309,852 | $29.25 | 843,835 | No | 4 | S | Indirect | By Foundation Capital III, LP |
| Common Stock | Disposition | 2013-10-11 | 74,541 | $29.25 | 203,009 | No | 4 | S | Indirect | By Foundation Capital III Principals, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Foundation Capital III, LP |
| No | 4 | S | Indirect | By Foundation Capital III Principals, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,610 | Indirect | By Paul Koontz 2010 Annuity Trust |
| Common Stock | 9,610 | Indirect | By Andrea Koontz 2010 Annuity Trust |
Footnotes
- Paul G. Koontz is a Manager of Foundation Capital Management Co. III, LLC ("FC3M"), which serves as the sole general partner of Foundation Capital III, L.P. ("FC3") and Foundation Capital III Principals, LLC ("FC3P"). FC3M exercises sole voting and investment power over the shares owned by FC3 and FC3P. As a Manager of FC3M, Mr. Koontz may be deemed to share voting and investment power over the shares owned by FC3 and FC3P. Mr. Koontz disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
- Paul G. Koontz is the trustee of the Paul Koontz 2010 Annuity Trust.
- Andrea Koontz, Spouse of Paul G. Koontz, is the Trustee of the Andrea Koontz 2010 Annuity Trust. Mr. Koontz disclaims beneficial ownership of the reported securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
