Filing Details

Accession Number:
0001498301-13-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-07 14:06:16
Reporting Period:
2013-10-04
Filing Date:
2013-10-07
Accepted Time:
2013-10-07 14:06:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA Retail-Apparel & Accessory Stores (5600) 300641353
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191900 W Michael Rayden C/O Ascena Retail Group, Inc.
30 Dunnigan Drive
Suffern NY 10901
Ceo, Tween Brands, Inc. Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Disposition 2013-10-04 57,738 $20.79 69,429 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 13,284 Indirect See Footnote 3.
Footnotes
  1. Shares sold to pay taxes due upon vesting of restricted stock.
  2. This transaction was executed in multiple trades ranging from $20.65 to $20.94. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
  3. Shares by Diane Nye, Mr. Rayden's wife. Mr. Rayden disclaims ownership of these shares.