Filing Details

Accession Number:
0001185185-13-002177
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-04 18:02:29
Reporting Period:
2013-10-02
Filing Date:
2013-10-04
Accepted Time:
2013-10-04 18:02:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1171012 Uni-Pixel UNXL Electronic Components, Nec (3679) 752926437
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251608 W Jeffrey Tomz 8708 Technology Forest Pl., Ste 100
The Woodlands TX 77381
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-02 9,000 $7.50 42,114 No 4 M Direct
Common Stock Disposition 2013-10-02 11,000 $20.00 31,114 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock options Disposition 2013-10-02 9,000 $0.00 9,000 $7.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,669 2010-01-28 2020-01-28 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Stock options $7.50 2010-05-19 2020-05-19 33,334 33,334 Direct
Common Shares Stock options $6.93 2011-01-21 2021-01-21 120,000 120,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-05-19 33,334 33,334 Direct
2021-01-21 120,000 120,000 Direct
Footnotes
  1. The sales represented in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on June 3, 2013.