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Home > Insider Trading > Filing (0001185185-13-002176)

Filing Details

Accession Number:: 0001185185-13-002176
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-10-04 18:02:16
Reporting Period:: 2013-10-02

Filing Date:: 2013-10-04
Accepted Time:: 2013-10-04 18:02:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1171012	Uni-Pixel	UNXL	Electronic Components, Nec (3679)	752926437

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1262684	J Anthony Levecchio	8708 Technology Forest Pl., Ste 100 The Woodlands TX 77381		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-10-02	2,000	$6.00	15,400	No	4	M	Direct
Common Stock	Disposition	2013-10-02	2,000	$20.00	13,400	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Stock Options	Disposition	2013-10-02	2,000	$0.00	2,000	$6.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,000	2012-03-09	2022-03-09	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Shares	Stock Options	$7.50	2011-05-09	2021-05-09	6,667	6,667	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-05-09	6,667	6,667	Direct

Footnotes

The sales represented in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on June 14, 2013.