Filing Details
- Accession Number:
- 0001185185-13-002175
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-04 18:02:14
- Reporting Period:
- 2013-10-02
- Filing Date:
- 2013-10-04
- Accepted Time:
- 2013-10-04 18:02:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1171012 | Uni-Pixel | UNXL | Electronic Components, Nec (3679) | 752926437 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1112667 | Carl Yankowski | 8708 Technology Forest Pl., Ste 100 The Woodlands TX 77381 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-02 | 3,000 | $7.50 | 14,400 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-02 | 3,000 | $20.00 | 11,400 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2013-10-02 | 3,000 | $0.00 | 3,000 | $7.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 54,667 | 2006-05-23 | 2016-05-23 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $7.50 | 2007-03-16 | 2017-03-16 | 6,667 | 6,667 | Direct |
| Common Stock | Stock Options | $7.50 | 2010-01-28 | 2020-01-28 | 14,667 | 14,667 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-03-16 | 6,667 | 6,667 | Direct |
| 2020-01-28 | 14,667 | 14,667 | Direct |
Footnotes
- The sales represented in this From 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on June 3, 2013.
Billionaire Hedge Funds
