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Filing Details

Accession Number:: 0001179110-13-015255
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-10-03 17:38:56
Reporting Period:: 2013-10-01

Filing Date:: 2013-10-03
Accepted Time:: 2013-10-03 17:38:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1235468	Liquidity Services Inc	LQDT	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1294242	Cayce G Roy	C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036	Exec. Vp/Pres. Asset Recovery	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-10-01	5,287	$32.67	3,217	No	4	S	Direct
Common Stock	Disposition	2013-10-02	1,217	$32.51	2,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Grant	$38.09	2022-10-01	2,394	2,394	Direct
Common Stock	Employee Stock Grant	$38.09	2022-10-01	3,191	3,191	Direct
Common Stock	Employee Stock Option	$38.09	2022-10-01	2,127	2,127	Direct
Common Stock	Employee Stock Option	$38.09	2022-10-01	2,127	2,127	Direct
Common Stock	Employee Stock Grant	$31.11	2021-10-01	2,352	2,352	Direct
Common Stock	Employee Stock Option	$31.11	2021-10-01	7,806	7,806	Direct
Common Stock	Employee Stock Grant	$15.47	2020-10-01	2,175	2,175	Direct
Common Stock	Employee Stock Option	$15.47	2020-10-01	7,856	7,856	Direct
Common Stock	Employee Stock Grant	$15.47	2020-10-01	13,815	13,815	Direct
Common Stock	Employee Stock Option	$9.05	2019-10-01	3,443	3,443	Direct
Common Stock	Employee Stock Option	$10.82	2018-07-30	300,000	300,000	Direct
Common Stock	Employee Stock Option	$10.82	2018-07-30	22,611	22,611	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-10-01	2,394	2,394	Direct
2022-10-01	3,191	3,191	Direct
2022-10-01	2,127	2,127	Direct
2022-10-01	2,127	2,127	Direct
2021-10-01	2,352	2,352	Direct
2021-10-01	7,806	7,806	Direct
2020-10-01	2,175	2,175	Direct
2020-10-01	7,856	7,856	Direct
2020-10-01	13,815	13,815	Direct
2019-10-01	3,443	3,443	Direct
2018-07-30	300,000	300,000	Direct
2018-07-30	22,611	22,611	Direct

Footnotes

Twenty-five percent of this restricted stock grant will vest on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant will vest on October 1, 2013 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
These options became fully vested on October 1, 2013.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
These options became fully vested on August 25, 2012.