Filing Details

Accession Number:
0001181431-13-051159
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-30 20:03:51
Reporting Period:
2013-09-26
Filing Date:
2013-09-30
Accepted Time:
2013-09-30 20:03:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
84129 Rite Aid Corp RAD Retail-Drug Stores And Proprietary Stores (5912) 231614034
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1072272 Green Equity Investors Iii Lp 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025
No No No Yes
1175523 Leonard Green Partners Lp 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025
No No No Yes
1175525 Lgp Management Inc 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025
No No No Yes
1175526 Gei Capital Iii Llc 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025
No No No Yes
1243598 Green Equity Investors Side Iii Lp 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025
No No No Yes
1243601 Grand Avenue Associates Lp 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025
No No No Yes
1243604 Grand Avenue Capital Corp 11111 Santa Monica Boulevard
Suite 2000
Los Angeles CA 90025
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-26 40,000,000 $0.00 40,000,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 7% Series G Cumulative Convertible Pay-In-Kind Preferred Disposition 2013-09-26 8 $0.00 0 $0.00
Common Stock 6% Series H Cumulative Convertible Pay-In-Kind Preferred Disposition 2013-09-26 1,876,013 $0.00 0 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 S Direct
0 No 4 S Direct
Footnotes
  1. Not applicable.
  2. GEI Capital III LLC ("GEIC") is the general partner of Green Equity Investors III LP ("GEI III") and Green Equity Investors Side III LP ("GEI Side III"). Grand Avenue Associates LP ("Grand Avenue") is a limited partner of GEI III. Grand Avenue Capital Corp ("GACC") is the general partner of Grand Avenue. Leonard Green Partners LP ("LGP") is the management company of GEI III and GEI Side III and an affiliate of GEIC, Grand Avenue and GACC. LGP Management Inc ("LGPM") is the general partner of LGP. Mr. Baumer is a director of the Issuer and a partner of LGP. As disclosed by the Issuer on a Form 8-K filed on September 27, 2013, and by the Reporting Persons' Amendment No. 7 to Schedule 13D, to be filed on October 1, 2013 (the "Schedule 13D"), Mr. Baumer is resigning as a director of the Issuer effective as of the settlement of the exchange offer. Following Mr. Baumer's resignation, the Reporting Persons will no longer be subject to Section 16.
  3. GEI III and GEI Side III are the direct owners of the shares reported on this row. GEIC, Grand Avenue, GACC, LGP, and LGPM directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be an indirect beneficial owner of the shares owned by GEI III and GEI Side III. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein (other than, with respect to GEI III and GEI Side III, the shares each owns directly), except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any of the foregoing are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
  4. GEI III and GEI Side III disposed of 7.75 shares of 7% Series G Cumulative Convertible Pay-In-Kind Preferred stock and 1,876,013.37 shares of 6% Series H Cumulative Convertible Pay-In-Kind Preferred stock in exchange for 40,000,000 shares of common stock in an issuer exchange offer as disclosed and described in the Schedule 13D.
  5. Immediately.