Filing Details

Accession Number:
0001181431-13-050423
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-24 18:42:50
Reporting Period:
2013-09-21
Filing Date:
2013-09-24
Accepted Time:
2013-09-24 18:42:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
320193 Apple Inc AAPL Electronic Computers (3571) 942404110
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1307786 Bruce D Sewell 1 Infinite Loop
Cupertino CA 95014
Svp, Gen'l Counsel, Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-21 25,000 $0.00 25,010 No 4 M Direct
Common Stock Disposition 2013-09-21 12,686 $467.41 12,324 No 4 F Direct
Common Stock Disposition 2013-09-23 314 $483.44 12,010 No 4 S Direct
Common Stock Disposition 2013-09-23 500 $484.74 11,510 No 4 S Direct
Common Stock Disposition 2013-09-23 900 $485.74 10,610 No 4 S Direct
Common Stock Disposition 2013-09-23 1,679 $486.62 8,931 No 4 S Direct
Common Stock Disposition 2013-09-23 21 $487.28 8,910 No 4 S Direct
Common Stock Disposition 2013-09-23 1,600 $488.79 7,310 No 4 S Direct
Common Stock Disposition 2013-09-23 2,000 $489.71 5,310 No 4 S Direct
Common Stock Disposition 2013-09-23 3,400 $490.97 1,910 No 4 S Direct
Common Stock Disposition 2013-09-23 1,700 $491.66 210 No 4 S Direct
Common Stock Disposition 2013-09-23 200 $492.42 10 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2013-09-21 25,000 $0.00 25,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
  2. Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
  3. These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2013.
  4. This transaction was executed in multiple trades at prices ranging from $482.84 to $483.79; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the issuer.
  5. This transaction was executed in multiple trades at prices ranging from $484.14 to $485.07; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the issuer.
  6. This transaction was executed in multiple trades at prices ranging from $485.17 to $486.11; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the issuer.
  7. This transaction was executed in multiple trades at prices ranging from $486.20 to $486.91; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the issuer.
  8. This transaction was executed in multiple trades at prices ranging from $488.28 to $489.13; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the issuer.
  9. This transaction was executed in multiple trades at prices ranging from $489.31 to $490.30; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the issuer.
  10. This transaction was executed in multiple trades at prices ranging from $490.32 to $491.29; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the issuer.
  11. This transaction was executed in multiple trades at prices ranging from $491.32 to $492.17; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the issuer.
  12. This transaction was executed in multiple trades at prices ranging from $492.42 to $492.425; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the issuer.
  13. This award was granted on September 21, 2009. 25% of the restricted stock units subject to the award vested on September 21, 2010 and the remaining restricted stock units vested 25% in annual installments over the four-year period ending September 21, 2013.