Filing Details
- Accession Number:
- 0001127602-13-027377
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-17 18:03:28
- Reporting Period:
- 2013-09-13
- Filing Date:
- 2013-09-17
- Accepted Time:
- 2013-09-17 18:03:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456877 | John Culver | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Group Pres, Cap, Channel Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-13 | 12,849 | $11.14 | 170,090 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-13 | 27,251 | $22.73 | 197,341 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-13 | 40,100 | $75.30 | 157,241 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-09-13 | 12,849 | $0.00 | 12,849 | $11.14 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-09-13 | 27,251 | $0.00 | 27,251 | $22.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-03-17 | No | 4 | M | Direct | |
| 12,417 | 2019-12-15 | No | 4 | M | Direct |
Footnotes
- Includes 145 shares purchased on March 28, 2013 and 109 shares purchased on June 28, 2013, pursuant to the Starbucks Corporation Employee Stock Purchase Plan.
- This transaction was executed in multiple trades at prices ranging from $75.00 to $75.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing the right to buy a total of 51,398 shares, became exercisable in two increments of 12,850 shares each on March 17, 2010 and March 17, 2011, and two increments of 12,849 shares each on March 17, 2012 and March 17, 2013.
- The option, representing the right to buy a total of 49,668 shares, became exercisable in three increments of 12,417 shares each on December 15, 2010, December 15, 2011 and December 15, 2012 and becomes exercisable in one increment of 12,417 shares on December 15, 2013.
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