Filing Details

Accession Number:
0001415889-13-001832
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-17 12:29:21
Reporting Period:
2013-09-13
Filing Date:
2013-09-17
Accepted Time:
2013-09-17 12:29:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
932372 Spy Inc. XSPY Ophthalmic Goods (3851) 330580186
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1071036 W Seth Hamot 2070 Las Palmas Drive
Carlsbad CA 92011
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-13 25,000 $1.29 37,000 No 4 P Indirect Held by Reporting Person's children
Common Stock Acquisiton 2013-09-13 15,000 $1.25 52,000 No 4 P Indirect Held by Reporting Person's children
Common Stock Acquisiton 2013-09-13 8,000 $1.25 8,000 No 4 P Indirect Held by Spouse's IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held by Reporting Person's children
No 4 P Indirect Held by Reporting Person's children
No 4 P Indirect Held by Spouse's IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 50,603 Direct
Common Stock 6,341,206 Indirect By Costa Brava Partnership III L.P.
Common Stock 6,000 Indirect By Trust
Footnotes
  1. These shares are held in two separate accounts for the Reporting Person's minor children.
  2. The Reporting Person is the President and sole member of Roark, Rearden & Hamot, LLC, which is the sole general partner of Costa Brava Partnership III L.P. Pursuant to Instruction 4(b)(iv) of Form 4, Roark, Rearden & Hamot, LLC and Seth W. Hamot have elected to report as indirectly beneficially owned the entire number of securities owned by such limited partnership, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed its or his pecuniary interest therein and/or that are not actually distributed to it or him.