Filing Details

Accession Number:
0000921895-13-001874
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-09 21:07:37
Reporting Period:
2013-09-05
Filing Date:
2013-09-09
Accepted Time:
2013-09-09 21:07:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1123596 Bab Inc. BABB Bakery Products (2050) 364389547
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1461945 Jcp Investment Management, Llc 1177 West Loop South
Suite 1650
Houston TX 77027
No No Yes No
1461946 Jcp Investment Partnership, Lp 1177 West Loop South
Suite 1650
Houston TX 77027
No No Yes No
1461947 Jcp Investment Partners, Lp 11177 West Loop South
Suite 1650
Houston TX 77027
No No Yes No
1461948 Jcp Investment Holdings, Llc 1177 West Loop South
Suite 1650
Houston TX 77027
No No Yes No
1462171 C James Pappas 1177 West Loop South
Suite 1650
Houston TX 77027
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-09-05 4,300 $0.86 787,620 No 4 P Indirect By JCP Investment Partnership, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By JCP Investment Partnership, LP
Footnotes
  1. This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
  2. Represents shares of Common Stock owned directly by JCP Partnership. As the general partner of JCP Partnership, JCP Partners may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. As the general partner of JCP Partners, JCP Holdings may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. As the investment manager of JCP Partnership, JCP Management may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. As the managing member of JCP Management and the sole member of JCP Holdings, Mr. Pappas may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.