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Home > Insider Trading > Filing (0001181431-13-048296)

Filing Details

Accession Number:: 0001181431-13-048296
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-09-09 19:10:46
Reporting Period:: 2013-09-05

Filing Date:: 2013-09-09
Accepted Time:: 2013-09-09 19:10:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1056903	American States Water Co	AWR	Water Supply (4941)	954676679

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1462433	F. James Mcnulty	Via Della Barchetta 12 Rome L6 00186		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2013-08-15	9	$58.51	4,833	No	4	A	Direct
Common Shares	Acquisiton	2013-09-03	7	$51.69	4,840	No	4	A	Direct
Common Shares	Acquisiton	2013-09-03	4,840	$0.00	9,680	No	4	A	Direct
Common Shares	Disposition	2013-09-05	1	$0.00	9,679	No	4	D	Direct
Common Shares	Acquisiton	2013-09-05	1,000	$25.60	10,679	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	A	Direct
No	4	A	Direct
No	4	D	Direct
No	4	P	Direct

Footnotes

DER units credited on 8/15/2013 as dividend at FMV
DER units credited on 9/3/2013 as dividend at FMV
Adjustment for 2 for 1 stock split on 9/3/2013
Adjustment for fractional share that was paid out in cash