Filing Details

Accession Number:
0000049071-13-000137
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-06 15:23:57
Reporting Period:
2013-09-05
Filing Date:
2013-09-06
Accepted Time:
2013-09-06 15:23:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1561149 D Elizabeth Bierbower Humana Inc.
500 West Main Street
Louisville KY 40202
Segment Pres., Employer Group No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Acquisiton 2013-09-05 17,673 $45.98 34,146 No 4 M Direct
Humana Common Disposition 2013-09-05 17,673 $96.01 16,473 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Humana Common Options Disposition 2013-09-05 17,673 $0.00 17,673 $45.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-04-01 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Options $41.83 2016-02-19 6,981 6,981 Direct
Humana Common Options $79.66 2019-06-20 5,411 5,411 Direct
Humana Common Options $72.84 2020-02-20 5,200 5,200 Direct
Humana Common Restricted Stock Units $0.17 2,860 2,860 Direct
Humana Common Restricted Stock Units $0.00 1,692 1,692 Direct
Humana Common Restricted Stock Units $0.00 1,883 1,883 Direct
Humana Common Restricted Stock Units $0.00 1,716 1,716 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-02-19 6,981 6,981 Direct
2019-06-20 5,411 5,411 Direct
2020-02-20 5,200 5,200 Direct
2,860 2,860 Direct
1,692 1,692 Direct
1,883 1,883 Direct
1,716 1,716 Direct
Footnotes
  1. Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
  2. Non-Qualified stock options granted to reporting person on 4/1/08, 100% vested.
  3. Non-Qualified stock options granted to reporting person on 2/19/09, 100% vested.
  4. Non-Qualified stock options granted to reporting person on 6/20/12, vesting in three increments from 6/20/13 to 6/20/15.
  5. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
  6. Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
  7. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
  8. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  9. Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
  10. Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
  11. Restricted stock units granted to reporting person on 6/20/12, 100% of the award is vesting on 6/20/15.
  12. Restricted stock units granted to reporting person on 02/20/13, 100% of the award is vesting on 02/20/16.
  13. Sold at prices ranging from $96.00 to $96.02.