Filing Details

Accession Number:
0001181431-13-047859
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-05 18:58:11
Reporting Period:
2013-09-03
Filing Date:
2013-09-05
Accepted Time:
2013-09-05 18:58:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789073 Beam Inc NYSE: BEAM Beverages (2080) 133295276
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1531652 A Philip Baldock Beam Inc.
510 Lake Cook Road
Deerfield IL 60015
Svp & President, Apsa No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $3.125 Acquisiton 2013-09-03 2,244 $57.18 2,244 No 4 M Direct
Common Stock, Par Value $3.125 Acquisiton 2013-09-03 8,542 $61.74 10,786 No 4 M Direct
Common Stock, Par Value $3.125 Acquisiton 2013-09-03 2,846 $47.32 13,632 No 4 M Direct
Common Stock, Par Value $3.125 Acquisiton 2013-09-03 5,039 $35.67 18,671 No 4 M Direct
Common Stock, Par Value $3.125 Acquisiton 2013-09-03 9,144 $51.08 27,815 No 4 M Direct
Common Stock, Par Value $3.125 Disposition 2013-09-03 27,815 $63.21 0 No 4 S Direct
Common Stock, Par Value $3.125 Acquisiton 2013-09-04 4,393 $51.08 4,393 No 4 M Direct
Common Stock, Par Value $3.125 Disposition 2013-09-04 4,393 $63.03 0 No 4 S Direct
Common Stock, Par Value $3.125 Disposition 2013-09-05 2,527 $51.08 2,527 No 4 M Direct
Common Stock, Par Value $3.125 Disposition 2013-09-05 4,942 $55.43 7,469 No 4 M Direct
Common Stock, Par Value $3.125 Disposition 2013-09-05 6,023 $36.25 13,492 No 4 M Direct
Common Stock, Par Value $3.125 Disposition 2013-09-05 13,492 $63.07 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-09-03 2,244 $0.00 2,244 $57.18
Common Stock Stock Option (Right to Buy) Disposition 2013-09-03 8,542 $0.00 8,542 $61.74
Common Stock Stock Option (Right to Buy) Disposition 2013-09-03 2,846 $0.00 2,846 $47.32
Common Stock Stock Option (Right to Buy) Disposition 2013-09-03 5,039 $0.00 5,039 $35.67
Common Stock Stock Option (Right to Buy) Disposition 2013-09-03 9,144 $0.00 9,144 $51.08
Common Stock Stock Option (Right to Buy) Disposition 2013-09-04 4,393 $0.00 4,393 $51.08
Common Stock Stock Option (Right to Buy) Disposition 2013-09-05 2,527 $0.00 2,527 $51.08
Common Stock Stock Option (Right to Buy) Disposition 2013-09-05 4,942 $0.00 4,942 $55.43
Common Stock Stock Option (Right to Buy) Disposition 2013-09-05 6,023 $0.00 6,023 $36.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-09-28 2014-09-28 No 4 M Direct
0 2009-09-26 2013-09-26 No 4 M Direct
0 2011-09-29 2015-09-29 No 4 M Direct
0 2012-09-30 2016-09-30 No 4 M Direct
14,951 2021-02-22 No 4 M Direct
10,558 2021-02-22 No 4 M Direct
8,031 2021-02-22 No 4 M Direct
9,880 2022-02-21 No 4 M Direct
0 2013-02-22 2017-02-22 No 4 M Direct
Footnotes
  1. Reflects the exercise of stock options under Beam's Long-Term Incentive Plans.
  2. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.34, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
  3. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.16, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
  4. The option has vested as to 16,064 shares as of February 22, 2013 and will vest as to the remaining 8,031 shares on February 22, 2014.
  5. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.22, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
  6. The option has vested as to 4,942 shares as of February 21, 2013 and will vest as to an additional 4,940 shares on each of February 21, 2014 and February 21, 2015.