Filing Details

Accession Number:
0001181536-13-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-28 17:54:03
Reporting Period:
2013-08-28
Filing Date:
2013-08-28
Accepted Time:
2013-08-28 17:54:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1489096 Thermon Group Holdings Inc. THR Electrical Industrial Apparatus (3620) 272228185
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181536 Jay Peterson 100 Thermon Drive
San Marcos TX 78666
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-28 7,101 $5.20 10,315 No 4 M Direct
Common Stock Acquisiton 2013-08-28 7,862 $9.82 18,177 No 4 M Direct
Common Stock Disposition 2013-08-28 14,963 $20.98 3,214 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-08-28 7,101 $0.00 7,101 $5.20
Common Stock Stock Option (Right to Buy) Disposition 2013-08-28 7,862 $0.00 7,862 $9.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-05-04 2010-10-20 No 4 M Direct
15,882 2011-05-04 2021-03-01 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $12.00 2012-05-04 2021-05-04 5,000 5,000 Direct
Common Stock Performance Units $0.00 5,422 5,422 Direct
Common Stock Restricted Stock Units $0.00 5,422 5,422 Direct
Common Stock Performance Units $0.00 8,089 8,089 Direct
Common Stock Restricted Stock Units $0.00 8,089 8,089 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-05-04 5,000 5,000 Direct
5,422 5,422 Direct
5,422 5,422 Direct
8,089 8,089 Direct
8,089 8,089 Direct
Footnotes
  1. This represents the weighted average sale price. Reporting person will, upon request, supply the Issuer, the SEC Staff or a securityholder of the Issuer with full information regarding the number of shares sold at each separate price.
  2. On August 2, 2012, the reporting person was granted a performance unit award, which vests in annual installments on March 31, 2014 and March 31, 2015. The number of shares reflected in this filing represents the Target Award. The actual number of shares that may vest depends on the Issuer's total shareholder return performance relative to its peer group and ranges from 0% below Threshold performance, 50% at Threshold performance, 100% at Target performance and 200% at Maximum performance.
  3. On August 2, 2012, the reporting person was granted a restricted stock unit award that vests in equal annual installments on August 2, 2014 and 2015.
  4. On August 1, 2013, the reporting person was granted a performance unit award, which vests in annual installments on March 31, 2014, 2015 and 2016. The number of shares reflected in this filing represents the Target Award. The actual number of shares that may vest depends on the Issuer's total shareholder return performance relative to its peer group and ranges from 0% below Threshold performance, 50% at Threshold performance, 100% at Target performance and 200% at Maximum performance.
  5. On August 1, 2013, the reporting person was granted a restricted stock unit award that vests in equal annual installments on August 1, 2014, 2015 and 2016.
  6. Options vest in five equal annual installments beginning on May 4, 2012.
  7. Options vested and became fully exercisable in connection with the Issuer's initial public offering.