Filing Details

Accession Number:
0001181431-13-045940
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-21 17:47:39
Reporting Period:
2013-08-19
Filing Date:
2013-08-21
Accepted Time:
2013-08-21 17:47:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789073 Beam Inc NYSE: BEAM Beverages (2080) 133295276
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1531438 A Leo Mierzwicki Beam Inc.
510 Lake Cook Road
Deerfield IL 60015
Vp & Corporate Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $3.125 Disposition 2013-08-19 430 $61.77 440 No 4 S Direct
Common Stock, Par Value $3.125 Acquisiton 2013-08-20 3,389 $36.25 3,829 No 4 M Direct
Common Stock, Par Value $3.125 Acquisiton 2013-08-20 1,607 $51.08 5,436 No 4 M Direct
Common Stock, Par Value $3.125 Acquisiton 2013-08-20 1,450 $55.43 6,886 No 4 M Direct
Common Stock, Par Value $3.125 Disposition 2013-08-20 6,446 $62.63 440 No 4 S Direct
Common Stock, Par Value $3.125 Disposition 2013-08-21 428 $62.44 12 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-08-20 3,389 $0.00 3,389 $36.25
Common Stock Stock Option (Right to Buy) Disposition 2013-08-20 1,607 $0.00 1,607 $51.08
Common Stock Stock Option (Right to Buy) Disposition 2013-08-20 1,450 $0.00 1,450 $55.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-22 2017-02-22 No 4 M Direct
802 2021-02-22 No 4 M Direct
2,898 2022-02-21 No 4 M Direct
Footnotes
  1. The Reporting Person originally acquired these shares under the Employee Stock Purchase Plan.
  2. Reflects the exercise of stock options issued under the Issuer's Long-Term Incentive Plan.
  3. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $62.53 to $62.72, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
  4. The option has vested as to 1,607 shares on February 22, 2013 and will vest as to the remaining 802 shares on February 22, 2014.
  5. The option has vested as to 1,450 shares on February 21, 2013 and will vest as to the remaining 2,898 shares in two equal installments on February 21, 2014 and February 21, 2015.